Laws and Regulations

Compliance, eDiscovery and Email Management

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Guidelines for FINRA SEC 17a-4 Compliance for Broker-Dealers

According to the Security and Exchange Commission (SEC) Rule 17a-4, broker-dealers in the financial services industry are required to retain and inde…

FRCP and Email Archiving: The Impact to Your Business

What file cabinets were to a business office years ago, email is today.

Email Archiving and Messaging Intelligence: Using Relationship Analytics to Help in Investigations

Email archiving and messaging intelligence might sound like an unfamiliar combination right now, but it’s poised to change email archiving forev…

Lessons About The Value Of Emails From An Electronic David & Cyber Goliath

The historic David was a young shepherd in a confrontation with a nine and a half foot behemoth.

3 Benefits of Email Archiving with Relationship Analytics

Realistically there are many benefits to email archiving, but the one listed below you may not have considered.

Email Risk Is Real: email archiving in today’s world

They must be thinking, “That can’t happen to me.

National Right to Work Committee: Email Archiving Proves Political Activity

In this digital and technology driven age, it can be so easy to transmit information and carry on conversations conveniently.

Email Risks, Rules, and Compliance in Government Work: Are You Ready?

The daily conversation around the water cooler these days is the national surveillance of our personal communications.

Broker-Dealer and Investor Alert: SEC 17a-4 recordkeeping compliance saves time, money, and your reputation

Your grandmother handled all her own investing by emailing her broker. She has bequeathed her investments to you.

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