Laws and Regulations

Compliance, eDiscovery and Email Management

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SEC Fines Over the Decade: Tackling Fraud, Insider Trading, and Market Manipulation

The U.S.

The Ultimate Guide to HIPAA Compliant Email Archiving and Retention Policies

Within the healthcare industry, email is one of the most popular modes of communication, internally as well as between patient and provider.

What Are Off-Channel Communications? [What Firms Need to Know]

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Text Messaging in Wealth Management: What Advisors Should Be Aware of

As a financial advisor, helping clients make sound financial decisions and avoid potential risks is your top priority; in some cases, this may require…

Archiving WhatsApp Messages: What Organizations Need to Know

Thanks to its low cost, cross-device support, international coverage and end-to-end encryption, WhatsApp has become the world’s most popular mobile …

Mastering Microsoft Teams Archiving & Compliance

Microsoft Teams has become a staple for organizations everywhere, offering them a fast and convenient way to communicate, whether it’s over chat, ph…

The US Securities and Exchange Commission Fined Companies for Using iMessage, WhatsApp, Signal to Communicate with their Clients

The US Securities and Exchange Commission (SEC) has fined companies for using text messages to communicate with their clients in instances where it vi…

Your Complete Guide to Email Compliance

The reality of our digital age is the fact that more than 4.2 billion people use email, with approximately 300 billion emails being sent every day.

Records Retention Schedules [w/ Best Practices]

Bank statements, insurance documents, contracts, permits and licenses, personnel files and more — there’s a seemingly endless stream of important …

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