Guidelines for FINRA SEC 17a-4 Compliance for Broker-Dealers
According to the Security and Exchange Commission (SEC) Rule 17a-4, broker-dealers in the financial services industry are required to retain and inde…
Continue ReadingCompliance, eDiscovery and Email Management
According to the Security and Exchange Commission (SEC) Rule 17a-4, broker-dealers in the financial services industry are required to retain and inde…
Continue ReadingWhat file cabinets were to a business office years ago, email is today.
Continue ReadingEmail archiving and messaging intelligence might sound like an unfamiliar combination right now, but it’s poised to change email archiving forev…
Continue ReadingRisk can pop up any place where decisions are made.
Continue ReadingWhat is the Sarbanes-Oxley Act of 2002?
The Sarbanes-Oxley Act (SOX) was enacted in 2002 as a direct response to the highly publicized court trials of…
Email archiving is a very useful system for nearly every business, government, and organization.
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The historic David was a young shepherd in a confrontation with a nine and a half foot behemoth.
Realistically there are many benefits to email archiving, but the one listed below you may not have considered.
Continue ReadingIf you’re a regular user of public email, chances are high that your inbox has become a target of fraudsters.
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